This authoritative three-volume manual is a comprehensive and up-to-date compilation of the Securities and Exchange Board of India (SEBI) Act, Rules, Regulations, Guidelines, Circulars, Orders, and Master Circulars, serving as an indispensable reference for professionals engaged with India’s securities and capital markets.
Carefully structured for practical usability and in-depth legal reference, the manual covers the complete statutory framework governing securities regulation in India, including SEBI, stock exchanges, depositories, intermediaries, mutual funds, portfolio managers, alternative investment funds, insider trading, takeovers, listing obligations, and investor protection mechanisms.
- Volume 1 begins with an extensive Referencer, providing crucial investor-related schemes, grievance redressal mechanisms, penalties under major securities laws, cybersecurity frameworks, investor education material, and key institutional contacts. It further includes the SEBI Act, 1992, Securities Contracts (Regulation) Act, 1956, Depositories Act, 1996, and related rules, regulations, and appellate procedures.
- Volume 2 delivers a detailed collection of SEBI regulations and guidelines governing capital issues, intermediaries, mutual funds, buy-back of securities, credit rating agencies, collective investment schemes, takeover regulations, alternative investment funds, KYC framework, algorithmic trading, and market infrastructure.
- Volume 3 focuses on advanced and evolving regulatory areas such as Insider Trading Regulations, LODR Regulations, REITs and InvITs, employee share-based benefits, foreign portfolio investors, derivatives, municipal bonds, depository receipts, commodity derivatives, and SEBI orders. It also includes important Master Circulars on mutual funds, depositories, stock exchanges, clearing corporations, and AML/CFT compliance.
Key Features:
- Exhaustive coverage across three well-organized volumes
- Incorporates Acts, Rules, Regulations, Guidelines, Circulars, Orders, and Master Directions
- Essential Master Circulars for compliance and regulatory clarity
- Ideal for advocates, chartered accountants, company secretaries, compliance officers, regulators, investment professionals, academicians, and students
This manual stands as a single-point, authoritative reference for understanding, interpreting, and complying with SEBI laws and securities market regulations in India.