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Securities & Financial Services Law Handbook 11th edition Securities & Financial Services Law Handbook 11th edition
Securities & Financial Services Law Handbook 11th edition
by Deborah A Sabalot
Edition: 11th edition, 2010
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Product Details:
Format: Hardback
Publisher: Butterworths
Language: English
ISBN: 9781405747097
Shipping Weight: 4.000(Kg)
Date Added: 2012-04-09
Search Category: Lawbooks
Jurisdiction: Indian
Overview:

Did you know there is a new edition of this book coming soon? Pre-order your copy of Butterworths Securities & Financial Services Law Handbook 12th edition now.

Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.

This edition contains legislation driven by the credit crisis, such as the Banking Act 2009, as well as legislation to reform financial regulation and the EU's response to the financial crisis.

All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. There is an Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect.

To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.

All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides a portable, up-to-date and indispensable reference source.


Table Of Contents:

Financial Services Bill (Note);
Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009, SI 2009/774;
Financial Services and Markets Act 2000 (Contribution to Costs of Special Resolution Regime) Regulations 2009, SI 2009/807;
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009, SI 2009/1342;
Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009, SI 2009/3075;
Banking Act 2009 (Commencement No 1) Order 2009, SI 2009/296;
Banking Act 2009 (Bank Administration) (Modification for Application to Banks in Temporary Public Ownership) Regulations 2009, SI 2009/312;
Banking Act 2009 (Bank Administration) (Modification for Application to Multiple Transfers) Regulations 2009, SI 2009/313;
Bank Administration (Sharing Information) Regulations 2009, SI 2009/314;
Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009, SI 2009/317;
Banking Act 2009 (Third Party Compensation Arrangements for Partial Property Transfers) Regulations 2009, SI 2009/319;
Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009, SI 2009/322;
Bank Administration (Scotland) Rules 2009, SI 2009/350;
Bank Insolvency (Scotland) Rules 2009, SI 2009/351;
Bank Insolvency (England and Wales) Rules 2009, SI 2009/356;
Bank Administration (England and Wales) Rules 2009, SI 2009/357;
Mutual Societies (Transfers) Order 2009, SI 2009/509 (Note);
Building Societies (Insolvency and Special Administration) Order 2009, SI 2009/805 (Note);
Building Society Special Administration (Scotland) Rules 2009, SI 2009/806 (Note);
Amendments to Law (Resolution of Dunfermline Building Society) Order 2009, SI 2009/814;
Proceeds of Crime Act 2002 (References to Financial Investigators) Order 2009, SI 2009/975;
Banking Act 2009 (Commencement No 2) Order 2009, SI 2009/1296 (Note);
Dunfermline Building Society Compensation Scheme, Resolution Fund and Third Party Compensation Order 2009, SI 2009/1800;
Limited Liability Partnerships (Application of Companies Act 2006) Regulations 2009, SI 2009/1804;
Dunfermline Building Society Independent Valuer Order 2009, SI 2009/1810;
Banking Act 2009 (Commencement No 3) Order 2009, SI 2009/2038;
Company, Limited Liability Partnership and Business Names (Sensitive Words and Expressions) Regulations 2009, SI 2009/2615;
Banking Act 2009 (Commencement No 4) Order 2009, SI 2009/3000;
Law Applicable to Contractual Obligation (England and Wales and Northern Ireland) Regulations 2009, SI 2009/3064;
Northern Rock plc Transfer Order 2009, SI 2009/3226;
The Banking Act 2009 (Exclusion of Insurers) Order 2010, SI 2010/35 ;
2009/77/EC Commission Decision of 23 January 2009 establishing the Committee of European Securities Regulators;
Communication from the Commission on European financial supervision;
Commission Staff Working document: Impact Assessment of Communication on European financial supervision;
2009/110/EC Directive of the European Parliament and of the Council on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives 2005/60/EC and 2006/48/EC and repealing Directive 2000/46/EC...[6183];
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (OJ L 302 volume 52, 17 November 2009);
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302 volume 52, 17 November 2009);
Directive 2009/111/EC of the European Parliament and of the Council of 16 September 2009 amending Directives 2006/48/EC, 2006/49/EC and 2007/64/EC as regards banks affiliated to central institutions, certain own funds items, large exposures, supervisory arrangements, and crisis management (OJ L 302 volume 52, 17 November 2009);
Dunfermline Building Society Property Transfer Instrument 2009;
DBS Bridge Bank Limited Supplemental and Onward Property Transfer Instrument 2009


 
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