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Title: Financial Services Authority Regulation and Risk-based Compliance
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Financial Services Authority Regulation and Risk-based Compliance
Product Details:
Format: Paperback
Pages: 520 pages
Publisher: Bloomsbury Publishing PLC
Language: English
Dimensions: 230.00 X 31.00 X 156.00
Publisher Code: 9781845922498
Date Added: 2006-12-27
Search Category: International
Jurisdiction: International
Overview:
A guide to the role of risk-based FSA regulation compliance in the financial services industry. It aims to help financial service organisations to comply with their legal responsibilities. It covers topics such as operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services, markets tribunals, and more.