Securities Laws & Capital Markets (SLCM) CRACKER

This book is prepared exclusively for the Executive Level of Company Secretary Examination requirement. It covers the questions (topic-wise) & detailed answers strictly as per the syllabus of ICSI.

The Present Publication is the 9^th?Edition for CS-Executive | Old Syllabus | Dec. 2023 Exam. This book is authored by CS N.S. Zad, with the following noteworthy features:

• Coverage of the book includes
  • Fully-Solved Questions of Past Exams
    • Solved Paper: June 2023 (Suggested Answers)
• [Topic-wise] arrangement of past exam questions & answers
• [Most Amended & Updated] Covers the latest applicable provisions and amendments under the Companies Act, 2013 & SEBI Regulations
• [Marks Distribution] Chapter-wise marks distribution from June 2015 onwards
• [Previous Exam Trend Analysis] from June 2021 onwards
• [ICSI Study Material]?Chapter-wise comparison for past exams

The contents of this book are as follows:

• Part I ? Securities Laws
  • Securities Contracts (Regulation) Act, 1956
  • Securities & Exchange Board of India Act, 1992
  • Depositories Act, 1996
  • An Overview of the SEBI (Issue of Capital & Disclosure Requirements) Regulation, 2018
  • SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015
  • SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011
  • SEBI (Buy-Back of Securities) Regulations, 2018
  • SEBI (Delisting of Equity Shares) Regulation, 2021
  • Share-Based Employee Benefits
  • Issue of Sweat Equity
  • SEBI (Prohibition of Insider Trading) Regulations, 2015
  • Mutual Funds
  • Collective Investment Schemes
  • SEBI (Ombudsman) Regulations, 2003
• Part II ? Capital Markets & Intermediaries
  • Structure of Capital Markets
  • Capital Markets Instruments
  • Important Aspects of Primary Market & Secondary Market
  • Securities Market Intermediaries